KT Corp

SC 13G/A 1 d696448dsc13ga.htm AMENDMENT NO. 3 TO SC 13G

Schedule 13G/A under the Securities Exchange Act of 1934

Common stock, par value Won 5,000 per share (represented by American Depository

Shares, each representing one-half of one share of common stock).

Date of Event Which Requires Filing of the Statement

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Approximately 4.8% (based on 245,097,055 shares issued and outstanding, per Form 6-K dated May 2, 2018).

* Held in the form of 23,374,386 American Depository Shares, each representing one-half of one share of common stock.

1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Approximately 4.8% (based on 245,097,055 shares issued and outstanding, per Form 6-K dated May 2, 2018).

* Held in the form of 23,374,386 American Depository Shares, each representing one-half of one share of common stock.

1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Approximately 4.8% (based on 245,097,055 shares issued and outstanding, per Form 6-K dated May 2, 2018).

* Held in the form of 23,374,386 American Depository Shares, each representing one-half of one share of common stock.

1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Approximately 4.8% (based on 245,097,055 shares issued and outstanding, per Form 6-K dated May 2, 2018).

* Held in the form of 23,374,386 American Depository Shares, each representing one-half of one share of common stock.

Item 1(a) Name of Issuer: KT Corporation

Item 1(b) Address of Issuer’s Principal Executive Offices:

Item 2(b) Address of Principal Business Office

Common stock, par value Won 5,000 per share (represented by American Depository Shares, each representing one-half of one share of common stock).

Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(a) ☐ Broker or dealer registered under Section 15 of the Exchange Act;

(b) ☐ Bank as defined in Section 3(a)(6) of the Exchange Act;

(c) ☐ Insurance company as defined in Section 3(a)(19) of the Exchange Act;

(d) ☐ Investment company registered under Section 8 of the Investment Company Act;